atheryon / themes / compliance-surveillance

Compliance & Surveillance

SHIPPED

Head of Regulatory Reporting · Head of Trade Surveillance · Chief Compliance Officer

EMIR Refit + MiFID II + ASIC + CFTC reporting builds eat 6+ FTE per regime — schema drift breaks submissions monthly.

Multi-regime reporting build normally takes 9–18 months → with us, 6–10 weeks.

§01 / Workflow

Risk reporting generation

  1. Input
    Trade events under EMIR Refit, MiFID II, ASIC, and CFTC reporting regimes.
  2. AI agents
    Score each trade against per-regime field-completeness rules; generate the report payload in the regime’s prescribed format.
  3. Processing
    Per-regime ruleset → field validation → numeric compliance score → report generation → submission queue.
  4. Output
    Submission-ready reports + per-trade compliance scores + remediation list.
§02 / Offers for this theme

Three ways to engage

  • Buy the code

    License the risk reporting generation pipeline — per-regime rulesets, scoring, submission queue.

  • License the prompts

    Directorial archive of the prompts that built the per-regime field-completeness agents.

  • Consult

    Senior-led delivery of a regime-by-regime reporting pipeline and remediation surface.

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